The PTO Director can institute ex parte reexaminations sua sponte [35 U.S.C. § 303; 37 C.F.R. § 1.520]. Under current PTO practice, the Director can institute a reexamination only upon a finding that a patent brings disrepute on the PTO or that a significant procedural error occurred during examination. For example, where a patent examiner failed to consider references submitted in an information disclosure statement during the examination process, despite numerous requests from the applicant, the PTO may independently determine whether the references raise a substantial new question (SNQ). Some argue, that since the creation of the CRU, however, the use of director-initiated ex parte reexaminations has ceased based on the belief that the affected public can assume the burden of policing patents that are adverse to them. However, others argue that the lack of director-initiated ex parte reexaminations since creation of the CRU is simply a coincidence.
Terms and Concepts
- Action Closing Prosecution (ACP)
- Central Reexamination Unit (CRU)
- Certificate of Reexamination
- Claim Construction
- Cumulative Effect
- Damages
- Decision Makers
- Director-Initiated Ex Parte
- District Court Litigation
- Duty of Disclosure
- Ex Parte Reexamination
- Extensions of Time
- Inequitable Conduct
- Inter Partes Reexamination
- KSR v. Teleflex (KSR)
- Mergers of Proceedings
- Multiple Proceedings
- Notice of Intent (NIRC)
- Order Granting or Denying
- Page Limits
- Parallel Universe
- Pendency
- Pending Reexamination
- Protective Orders
- Real Party in Interest
- Reexamination
- Request for Reexamination
- Request Requirements
- Right of Appeal Notice (RAN)
- Risks for Accused Infringers
- Scope of Proceedings
- Settlement
- Standard of Review
- Stays
- Substantial New Question (SNQ)
- Validity Challenges
- Willfulness
